Consolidated Audit Trail – Challenges & Opportunities

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Consolidated Audit Trail
Challenges & Opportunities

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ABOUT

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DETAILS

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RSVP

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SPONSOR

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ABOUT THE PROGRAM
Consolidated Audit Trail – Challenges & Opportunities is an exclusive two-hour event featuring an expert panel and an open room discussion in a private room at a 4-star restaurant. Our invitation-only group of 50 senior technology and business leaders will convene with three simple goals in mind:

• To learn actionable insights and strategies
• To walk away with valuable new connections from our unique networking opportunity
• To enjoy a fine lunch

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VIDEO HIGHLIGHT REEL[push h=5]
Please click to view a 40 second video that demonstrates the attendee experience:
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ABOUT THE CONTENT

The May 6, 2010 Flash Crash represented one of the most turbulent periods in the history of financial markets. It was the genesis of the Consolidated Audit Trail (CAT) because regulators and firms couldn’t play back market events and look at cause and effect. CAT centralizes all activities including orders and executions to one location. 2019 begins the test period by which broker/dealers must report CAT data into a data repository. It is projected to become the largest database in the world.
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Our industry panel will discuss lessons learned, experiences and recommendations in an informal fashion without recordings, press, or social media hampering our exchange of knowledge.
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DISCUSSION TOPICS[push h=5]

• Understanding the data privacy issues [push h=10]
• Learnings from SRO’s experiences depositing files into the CAT database[push h=10]
• How leading broker/dealers are preparing for the deadline[push h=10]
• What are the long term benefits including  the ability to playback the market, generate insights/analytics, and operational improvements[push h=10]
• Understanding the IT infrastructure and interconnection requirements of CAT[push h=10]

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FEATURED PHOTOS FROM THIS EVENT

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MODERATOR

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Tom Jordan
Advisory Committee Chair
Financial Information Forum

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PANELISTS

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John Knuff
General Manager, Global Financial Services
Equinix

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Cindy Retterer
Vice President, Regulatory Technology
Nasdaq

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Maria Zeckhausen
Director
Credit Suisse

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If you have received an invitation and would like to RSVP, or if you would like additional information and to be considered for participation, please email Steve Etzler at steven.etzler@bdionline.com. While there is no cost to participate, we require registrants to show up and actively contribute to the conversation.
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DATE

Wednesday, April 10, 2019

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TIME

12:00 PM – 2:00 PM

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LOCATION

Remi Restaurant
144 West 54th Street
New York, NY 10019

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ATTENDEE PROFILE
50 senior business, technology, and regulatory leaders from broker-dealers in the New York City area
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EVENT AGENDA:

12:00 PM – 12:30 PM	Reception, Meet & Greet
12:30 PM – 12:40 PM	Welcome Remarks and Lunch Begins
12:40 PM – 1:45 PM	Panel Discussion and Q&A with Attendees
1:45 PM – 2:00 PM	Interactive Roundtable Discussion

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SPONSOR

Equinix, Inc. (Nasdaq: EQIX) connects the world’s leading businesses to their customers, employees and partners inside the most interconnected data centers. In 40 markets across five continents, Equinix is where companies come together to realize new opportunities and accelerate their business, IT and cloud strategies. In a digital economy where enterprise business models are increasingly interdependent, interconnection is essential to success. Equinix operates the only global interconnection platform, sparking new opportunities that are only possible when companies come together. For additional information, please visit us at www.equinix.com.

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SUPPORTING ORGANIZATION

The Financial Information Forum (FIF) is a necessary and important resource that helps organizations understand new initiatives and develop implementation responses that fulfill requirements without adding excessive overhead costs. FIF provides a collaborative environment in which members analyze requirements, discuss alternative approaches, and recommend practical solutions. FIF is a highly valuable resource for an organization’s management, business analysts, developers, technology support, operations, compliance, and marketing personnel. FIF helps organizations become better informed and more productive in their efforts.

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ORGANIZER

Business Development Institute (BDI) is an award-winning event marketing agency specializing in producing invitation-only, thought leadership driven, custom events on the most impactful topics. BDI’s programs create an interactive peer learning experience while providing a rare networking opportunity for like-minded leaders over a fine lunch.

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