The Financial Services Risk & Compliance Landscape 2020

The Impact of Mobile & Collaboration Technology

Thursday, March 26th | 12 – 2PM | @ Mastro’s in NYC

Thursday, March 26th
12 – 2PM
@ Mastro’s in NYC

About the Program

The Financial Services Risk and Compliance Landscape 2020 is an invitation-only two hour lunch that will take place in a private room at the award winning Mastro’s Restaurant in New York City. This event is limited to 25 risk, compliance, legal, and technology leaders who will convene over three goals:

  • To learn actionable insights and strategies
  • To walk away with valuable new connections from our unique networking opportunity
  • To enjoy a fine lunch

About the Content

Every Financial Services firm is experiencing a dramatic shift in how it communicates and collaborates, highlighted by the rapid adoption of interactive, rich media tools such as Slack, Zoom, and Microsoft Teams. As a result, each firm is now attempting to balance the challenges of meeting FINRA/SEC regulatory obligations against the opportunity of supporting new communication channels that better meet the demands of their clients, improve internal efficiency, and support collaborative efforts across the business. While the capabilities to capture, supervise, and store each mobile, social, and collaboration content source varies dramatically by vendor, new solutions and best practices are emerging to ensure that firms are not introducing new regulatory, data privacy, or security risks.

Discussion Topics

  • Today’s new communication realities
  • Balancing the benefits and risks of today’s mobile and collaboration technologies
  • Ensuring that important business data is not leaking or being improperly used
  • Enforcing policies against rich, dynamic conversations that include voice, video, and emojis
  • Enabling compliance and risk teams to easily collect, preserve and review all communications when needed

Moderator

Robert Cruz
Managing Director, Information Governance Practice
Smarsh

Panelists

Panelists

Scott Mauro
Chief Compliance Officer
ANZ
Yan Volfman
Vice President, Technology
W.P. Carey

Event Details

Date

Thursday, March 26th, 2020

Time

12:00 pm – 2:00 pm

Location

Mastro’s Restaurant

1285 6th Ave

New York, NY 10019

Attendee Profile

25 senior risk, compliance, legal, and technology leaders

Agenda

12:00 PM – 12:30 PM

12:30 PM – 12:40 PM

12:40 PM – 1:45 PM

1:45 PM – 2:00 PM

12:00 PM – 12:30 PM

Reception, Meet & Greet


12:30 PM – 12:40 PM

Welcome Remarks and Lunch Begins


12:40 PM – 1:45 PM

Panel Discussion and Q&A with

Attendees


1:45 PM – 2:00 PM

Interactive Roundtable Discussion

Reception, Meet & Greet

Welcome Remarks and Lunch Begins

Panel Discussion and Q&A with Attendees

Interactive Roundtable Discussion

Sponsor

smarshlogo

Smarsh helps financial services organizations get ahead – and stay ahead – of the risk within their electronic communications. Smarsh has established the industry standard for the efficient review and production of content from the diverse range of channels that organizations now use to communicate. With innovative capture, archiving and monitoring solutions that extend across the industry’s widest breadth of channels, customers can leverage the productivity benefits of email, social media, mobile/text messaging, instant messaging/collaboration, websites and voice while efficiently strengthening their compliance and e-discovery initiatives.

A global client base, including the top 10 banks in the United States and the largest banks in Europe, Canada and Asia, manages billions of conversations each month with the Smarsh Connected Suite. The company is headquartered in Portland, Ore. with nine offices worldwide, including locations in Silicon Valley, New York, London and Bangalore, India. For more information, visit www.smarsh.com.

Organizer

BDILogoFinal

Business Development Institute (BDI) is an award-winning event marketing agency specializing in producing invitation-only, thought leadership driven, custom events on the most impactful topics. BDI’s programs create an interactive peer learning experience while providing a rare networking opportunity for like-minded leaders over a fine lunch.